Securing Justice with Strength, Success, and Trust:

James A. Brown Securities Lawyer

JAMES A. BROWN is an investor advocate interested in the advancement of capital formation in Ontario's capital markets. Mr. Brown has a right of appearance in the Ontario Superior Court of Justice along with the Ontario Court of Appeal and has appeared on precedent cases reported by Westlaw and CanLii.

Mr. Brown received his B.A. from McMaster University and obtained his law degree from the University of Buckingham in the United Kingdom graduating with First Class Honours. Mr. Brown is in the process of completing his L.L.M. with a specialization in Securities Law at Osgoode Hall Law School.

Mr. Brown has been called to the Ontario Bar since 2011.

Criminal Lawyer in Hamilton
Mr. Brown offers services in the following areas of

Securities Law

Securities Regulatory Defence

We will represent you in investigations and enforcement proceedings brought by the Ontario Securities Commission along with the Canadian Investment Regulatory Organization (CIRO), and Canadian aspects of proceedings before the Securities and Exchange Commission in the United States of America.

Exempt Market Distributions

Whether you are looking to do a term sheet offering or an Offering Memorandum we are here to assist you. Raising capital can be a stressful process. We will identify your objectives and ensure that money raised in the exempt market is compliant with Securities Law.

Firm Registration

We can help you become registered as a portfolio manager, investment fund manager and exempt market dealer. Services include manuals, agreements and individual registrations. We also can assist with CIRO registrations.

Reactivation of Registration

We have assisted and advised on registration applications for firms and individuals under National Instrument 31-103. We will attend with you at the offices of the Ontario Securities Commission and prepare you for the interview process. We have encountered potential applicants with past disciplinary problems and assisted them on becoming re-registered without terms and conditions

Class Actions

We are willing to advance primary and secondary market misrepresentation and omission claims on your behalf. We will analyze prospectus and other offering documents to assert your rights for a statutory cause of action under the Securities Act. We also represent shareholders who purchased securities in the exempt market.

Audit Reviews

Facing charges of theft, a legal expert ensures a thorough and effective defense, striving for the most favorable outcome for your case.
James A. Brown
Skill and Experience

James A. Brown

Mr. Brown has a right of appearance in the Ontario Superior Court of Justice along with the Ontario Court of Appeal and has appeared on precedent cases reported by Westlaw and CanLiii. Mr. Brown received his B.A. from McMaster University and obtained his law degree from the University of Buckingham in the United Kingdom graduating with First Class Honours. Mr. Brown is in the process of completing his L.L.M. with a specialization in Securities Law at Osgoode Hall Law School.

Mr. Brown has been called to Ontario Bar since 2011 and is a member of the Hamilton Law Association.

Before We Get Started

Frequently Asked Questions

What is attorney-client privilege?

Attorney-client privilege, a fundamental principle upheld by James A. Brown, emphasizes the utmost confidentiality of communications between clients and their legal counsel. This safeguard ensures that any information shared within this professional relationship remains strictly confidential. It allows clients to speak openly and honestly with James A. Brown, fostering trust and enabling him to provide the most effective legal advice and representation. Rest assured, the confidentiality of your information is a top priority in our legal practice.

Can individuals be held liable for securities law violations?

Yes, individuals, including company executives and directors, can be held personally liable for securities law violations. Legal action may include fines, imprisonment, and civil penalties

How can investors protect themselves from securities fraud?

James A. Brown is your ally in navigating the world of investments. His expertise extends to advising investors on thorough due diligence, prudent diversification, staying informed about market conditions, and reporting suspicious activities. Connect with James A. Brown to benefit from his insights and safeguard your investment portfolio.

What steps should a company take to ensure compliance with securities regulations in its day-to-day operations?

James A. Brown specializes in guiding companies through the intricacies of securities regulations. He assists in establishing and maintaining robust compliance programs, conducting internal audits, and providing ongoing legal advice to ensure your business operates seamlessly within the framework of securities laws.

What should I do if I need legal assistance urgently?

If you require legal assistance urgently, please contact our office immediately. James A. Brown understands the time-sensitive nature of legal matters and is committed to providing prompt attention to urgent issues. Our team will work swiftly to assess your situation, offer guidance, and take necessary steps to address your legal needs promptly. Time is of the essence, and we are here to provide the immediate assistance you require.

Do you offer free initial consultations

Yes, we do offer free initial consultations, typically lasting for 15 minutes. This allows you the opportunity to briefly discuss your case with James A. Brown, receive preliminary advice, and determine the next steps in addressing your legal needs. We believe in providing accessible legal guidance from the outset, and these initial consultations serve as an opportunity for you to assess whether our services align with your requirements.

What should I bring to my initial consultation?

For your initial consultation, please bring any relevant documents or information related to your case, such as legal notices, court documents, and any correspondence you have received. Additionally, provide a list of questions or concerns you may have. This will help us better understand your situation and provide you with tailored advice during our discussion.

Do you offer payment plans?

Currently, we do not offer payment plans. However, we understand the financial challenges clients may face, and we are open to discussing alternative arrangements or addressing specific concerns you may have regarding legal fees. Feel free to inquire during your initial consultation, and we will do our best to accommodate your needs.

Can you handle cases outside your local area?

Absolutely. Mr. Brown is fully equipped to handle cases across the entire province of Ontario. His expertise extends beyond the local Hamilton area, ensuring comprehensive legal representation for clients throughout the province.

How long does it take to resolve a typical case?

The duration to resolve a typical case can vary widely depending on factors such as case complexity, legal processes involved, and court schedules. Generally, we strive to expedite proceedings while ensuring a thorough and effective resolution. During your initial consultation, we can provide a more specific estimate based on the details of your case and the legal processes it may entail.

How can I stay updated on the progress of my case?

You can stay updated on the progress of your case by maintaining regular communication with James A. Brown and his legal team. During your initial consultation, we will establish the preferred mode of communication, whether it's through phone calls, emails, or scheduled updates. Additionally, our office staff will ensure you receive timely information on court dates, filings, and any developments relevant to your case. Open and transparent communication is a priority, and we are committed to keeping you informed every step of the way.

Over 10 Years of Experience.

Experience You Can Trust

Get A Case Evaluation: (905) 577-9099

We can handle emergency cases.
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What Clients Say

Our Testimonials.

We tell you what you need to hear, not what you always want to hear. We explain consequences to decisions in practical terms, simplifying the complex.
Long story short, we were satisfied and received a positive outcome. James understood all our documents and answered all our calls and emails very promptly. James was also sympathetic to our feelings and emotions as our case was very personal.
Mike Zivolak
Google Review
James Brown handled my real estate sale and purchase with professionalism and expertise. He was thorough and available to answer all of my questions. Selling and purchasing a home can be a very emotional experience, however, James Brown put all of my fears aside and made me feel at ease. I highly recommend Mr. Brown and would turn to him for any future, legal matter.
Ann
Google Review
James and team handled our real estate needs, and we found them efficient, professional and personable! We recommend them to others, and will use them for any of our own future legal needs, as well.
Ashley Janzen
Google Review
I strongly recommend James Brown legal services. He is thorough, efficient and has his client's best interests at heart.
Kadeen McDonald
Google Review
Contact Us Today

Free Consultation.

    James A. Brown Professional Corporation

    James A. Brown is a lawyer who practices in the area of Criminal Law and Family Law. Mr. Brown has over ten years of experience and has a reputation of fearless advocacy informed by taking a strategic approach to enhance the interests of his clients.

    Contact Info

    • (905) 577-9099
    • james@jblegalservices.ca